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DISCLAIMER

Sagona Capital Legal Notices & Disclosures

Sagona Capital Legal Notices & Disclosures

Sagona Capital Legal Notices & Disclosures

Updated:

Friday 14th November 2025

PRIVACY POLICY

PRIVACY POLICY

PRIVACY POLICY

SEC-Compliant Disclaimer

The material on this website is provided for informational purposes only. It is not an offer to sell or a solicitation to buy any securities or financial instruments. Any investment opportunities referenced are unregistered, private offerings conducted by Sagona Capital (the “Company”) in reliance on exemptions from registration under U.S. securities laws, including Rule 506(c) of Regulation D.

The securities offered have not been registered under the Securities Act of 1933 or any state securities laws, and have not been approved or disapproved by the U.S. Securities and Exchange Commission (SEC) or any state regulator.

All offers are made solely through official offering documents (such as a Private Placement Memorandum, subscription agreement, or similar materials) and only in jurisdictions where such offerings are lawful. Sagona Capital is not a registered broker-dealer or investment adviser, and nothing on this website creates any advisory or brokerage relationship.

Sales of securities will be made only to verified accredited investors. In the event of any conflict between website information and the definitive offering documents, the offering documents prevail.


Accredited Investor Notice

Securities offered by Sagona Capital are available exclusively to individuals and entities that qualify as “accredited investors” under Rule 501 of Regulation D. These private offerings are exempt from certain investor protections and disclosure requirements that apply to registered public offerings.

By using this website or requesting information about any offering, you represent that you meet accredited investor criteria (including income or net-worth thresholds). Sagona Capital reserves the right to verify accredited investor status prior to providing detailed offering materials or accepting any investment commitment.

Verification may require review of financial documentation or written confirmation from appropriate licensed professionals. If you do not meet accredited investor standards, the material here is not intended for your use and should not be relied upon.


General Solicitation Disclosure

Sagona Capital may make certain offering information publicly accessible as permitted under SEC Rule 506(c), which allows general solicitation provided that all purchasers are accredited investors and accredited status is independently verified.

Any information you see here or through related Sagona communications may therefore constitute general advertising.
No sale of securities will occur until accredited investor verification is complete and all requirements of Rule 506(c) have been met.

Sagona Capital will file (or has filed) any required notices, including Form D. General solicitation materials are informational and not tailored to any specific investor. Viewing advertising material does not imply suitability or create any investment relationship.

Investors should understand that securities offered via Rule 506(c) are “restricted securities,” are illiquid, and cannot be freely resold.


Risk Factors

Investing in Sagona Capital’s private offerings involves significant risk and is suitable only for investors who can bear the economic risk of losing their entire investment. No government agency has reviewed or approved the merits of any offering.


Potential Loss of Capital

All private investments involve the risk of partial or complete loss. No return, projection, or target is guaranteed. Past performance does not predict future results.


Illiquidity

Securities acquired through Sagona Capital offerings are illiquid and subject to transfer restrictions. There is no public market, and investors may need to hold their investment for an indefinite period.


Market & Industry Risks

Real estate, private credit, private equity, and similar strategies are affected by:
• changes in valuations
• interest-rate movements
• economic cycles
• operational and business risks
• regulatory changes
• geopolitical conditions

Target companies or projects may lack operating history and may face financial, operational, or management difficulties.


Concentration Risk

Some offerings may be concentrated in a particular asset or strategy. Concentration increases exposure to specific risks. Investors should consider overall portfolio diversification.


Forward-Looking Information

Any statements about forecasts, targets, or expected performance are forward-looking, subject to uncertainty, and may not occur. Actual performance can differ materially.


Exit Risk

There is no assurance of a defined exit timeline. Exits may depend on market conditions, refinancing availability, business performance, or other factors outside the Company’s control.

These risk factors are not exhaustive. Full risks are detailed in the official offering documents, which investors should review carefully along with independent financial, legal, and tax advisors.


No Advice or Recommendations

Nothing on this website constitutes investment, legal, or tax advice, nor any recommendation to purchase or sell securities. Sagona Capital does not assess your personal financial situation or investment objectives.

Prospective investors must independently evaluate each opportunity and consult qualified advisors. Reviewing Sagona Capital’s communications does not create a fiduciary, advisory, or brokerage relationship.

All investment decisions are made solely at the investor’s discretion and risk.


Forward-Looking Statements Disclaimer

This website may contain forward-looking statements identified by terms such as “expect,” “target,” “plan,” “estimate,” “intend,” or similar. These statements reflect current views and assumptions and are subject to substantial risks and uncertainties.

Actual results may differ due to factors beyond Sagona Capital’s control.
Forward-looking statements are illustrative only and are not guarantees of future performance. They speak only as of the date made and are not updated unless required by law.

All such statements are expressly qualified by this disclaimer.


Third-Party Links

This website may contain links to external websites, platforms, or investor portals (including the Company’s InvestNext portal). These services are operated independently of Sagona Capital.

Sagona Capital is not responsible for third-party content, accuracy, security, or practices, and inclusion of a link does not imply endorsement. Any data submitted to third-party services is governed by their own terms and policies.


Electronic Communication Notice

By using this website or communicating with Sagona Capital electronically, you consent to electronic delivery of communications, notices, and documents.

Electronic communication may not always be secure, timely, or error-free. Messages sent over the internet may be intercepted or altered. Do not transmit highly sensitive information via unencrypted email.

Sagona Capital will never change wiring or payment instructions solely via email. Always verify suspicious communications using a known, verified channel.


Third-Party Placement Agent Disclaimer

Sagona Capital may engage independent placement agents or capital introduction professionals. These agents are not employees or representatives of the Company and cannot make binding commitments or representations on Sagona Capital’s behalf.

Statements made by third parties are not official unless confirmed by Sagona Capital’s written offering materials.

All onboarding, subscription documentation, and accredited investor verification are completed exclusively through Sagona Capital’s approved investor portal.


No investor is admitted to any offering without completing these steps.